Vault - Legal
  • Terms & Conditions
    • 1. Appointment
    • 2. Our standard of care
    • 3. Client categorisation
    • 4. Service Overview & Account Handling
    • 5. Scope of our advice
    • 6. Your personal circumstances
    • 7. Maintaining the balance of your Recommended Allocation
    • 8. Instructions to Vault and Power of Attorney
    • 9. Your obligations
    • 10. Instructions and communication
    • 11. Delegation and use of third parties
    • 12. Lending, borrowing and underwriting
    • 13. Valuations and Reporting
    • 14. Dealing and counterparties
    • 15. Potential conflicts of interest and disclosures
    • 16. Fees and Charges
    • 17. Currency Conversion
    • 18. Referrals
    • 19. Taxation
    • 20. Liability
    • 21. Complaints
    • 22. Termination & Vault Account Suspension
    • 23. Consequences of Termination
    • 24. Inurement and Estate
    • 25. Confidentiality
    • 26. Data Protection
    • 27. Recording
    • 28. Force Majeure
    • 29. Joint Vault Accounts
    • 30. Amendments and Assignments
    • 31. General
    • 32. Governing Law
  • Schedule 1: Scope of Services and Fee Structure
  • Conflict of Interest Policy
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  1. Terms & Conditions

6. Your personal circumstances

  1. You are required to contact us if there is a change in your personal circumstances which would affect your classification as a Professional Client or the information you provided to us for purposes of determining your investment objectives and risk appetite, including your responses to our risk tolerance questions and any other specific circumstances that you communicate to us.

  2. We will contact you annually with a view to obtaining from you an update on your personal circumstances and investor profile, and KYC information, as necessary. If you do not respond or provide us with the information we ask for, we will not be able to (and accordingly have no obligation) update your Vault Account.

  3. You may however, contact us at any time if you wish to discuss your Investment Strategy or the allocation to or performance of investments in your Vault Account.

  4. Should you contact us or respond to our request for a review, we may agree to provide you with a revised Recommended Allocation.

Last updated 1 month ago